Onboarding information for NatWest Markets N.V.



Customer onboarding information for NatWest Markets N.V.


We know that customers may need information from us now in order to onboard NatWest Markets N.V. as a new counterparty as part of their own contingency planning for Brexit*. The information below is provided for this purpose.

We will be ready to serve EEA customers from NatWest Markets N.V. ahead of 29 March 2019 and, in the meantime, will continue to trade with EEA customers from NatWest Markets Plc.

The registered/business address for NatWest Markets N.V. is Claude Debussylaan 94, 1082 MD Amsterdam, The Netherlands.

Regulatory disclosure information

NatWest Markets N.V. provides all required regulatory disclosures via Markit ISDA Amend. If you are not permissioned to see our representations via this platform please let us know at brexit@natwestmarkets.com and we will add you. 

 

A summary of the key details is also provided below:
 

  • EMIR: NatWest Markets N.V. is a Financial Counterparty (FC) under EMIR.  Currently NWM N.V. is a Clearing Category 2 counterparty for all mandatorily clearable products, however intends to be a Category 1 counterparty for Rates products once CCP membership steps are completed (ahead of March 2019). NWM N.V. will remain a Category 2 counterparty for Index CDS.
  • Dodd Frank: NatWest Markets N.V. is Not a US Person, Not an Affiliate Conduit has No US Person Guarantees.
  • MiFID II: NatWest Markets N.V. is an EU Investment firm, and expects to register as a Systematic Internaliser ahead of end of March 2019. More information will be published here in due course. For details on NatWest Markets Plc MiFID II compliance please see here.

Operational information

  • NatWest Markets N.V. legal entity identifier (LEI) - X3CZP3CK64YBHON1LE12
  • NatWest Markets N.V. SWIFT BIC - RBOSNL2RTCM

 

BACs, SSIs and other operational information for NatWest Markets N.V. will be available here in early 2019.

 

Tax and AML information



To request the below information please submit a request to brexit@natwestmarkets.com
 

  • W-8BEN-E form, Certificate of Status of Beneficial Owner for U.S. Tax Withholding and Reporting
  • Entity tax residency self-certification form (known also as the CRS form)


*For UK entities or UK subsidiaries that require information to onboard NatWest Markets Plc as a new counterparty, please also email us at Brexit@natwestmarkets.com and we will be happy to help.

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