EMIR trade reporting service
From 12 February 2014, entities incorporated within the EU will be required to report certain information related to derivative transactions they enter into, to an authorised trade repository. Reporting must occur no later than the end of the business day following the execution, modification or termination of such transactions.
Additionally, from this date entities will be required to report those derivative transactions that were open on, or entered into after, 16 August 2012, in a process known as back loading.
We understand that this requirement may present challenges for some of our clients. Therefore, to help you meet your reporting obligations, we have established a delegated trade reporting service under which we will report certain derivative transactions on your behalf, including back loading.
It is important to note that although you are able to delegate reporting to us or another party, you remain responsible for your own compliance with any applicable EMIR requirements including the timeliness and accuracy of the trade reporting.
How to sign up
You will need to complete two steps to sign up for our delegated reporting service:
Once we have received your registration form and the signed Terms and Conditions of Use we will begin the process of setting you up for the service. We will then notify you via email once the set up is complete.
For more information on trade reporting and our delegated reporting service please see our FAQ section. If you require further information or assistance please email us at: EMIRclienttradereporting@natwestmarkets.com.
No representation, warranty, or assurance of any kind, express or implied, is made as to the accuracy or completeness of the information contained in this document and no member of the RBS Group accepts any obligation to any recipient to update or correct any information contained herein. The information in this document is published for information purposes only and does not constitute an analysis of all potentially material issues. Views expressed herein are not intended to be and should not be viewed as advice or as a recommendation. You should take independent advice in respect of issues that are of concern to you.
NatWest Markets Plc registered in Scotland No. 90312. Registered Office: 36 St Andrew Square, Edinburgh EH2 2YB. Authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority. NatWest Markets N.V. is authorised and regulated by De Nederlandsche Bank and the Autoriteit Financiële Markten. It has its seat at Amsterdam, the Netherlands, and is registered in the Commercial Register under 33002587. NatWest Markets Plc is in certain jurisdictions an authorised agent of NatWest Markets N.V. and NatWest Markets N.V. is in certain jurisdictions an authorised agent of NatWest Markets Plc.
In Hong Kong, NatWest Markets Plc and NatWest Markets N.V. are authorised and regulated by the Hong Kong Monetary Authority and the Hong Kong Securities and Futures Commission. In Singapore, NatWest Markets Plc Singapore branch [UEN: S85FC3595J] is authorised and regulated by the Monetary Authority of Singapore. In Japan, NatWest Markets Securities Japan Limited Tokyo Branch [Kanto Financial Bureau (Kin-sho) No.202] is authorised and regulated by the Japan Financial Services Agency. In Australia, NatWest Markets is exempt from the requirement to hold an Australian financial services license in respect of the financial services it provides, and it is authorised by the PRA and regulated by the FCA and PRA under UK laws, which differ from Australian laws. The financial instruments described in this document are made in compliance with an applicable exemption from the registration requirements of the US Securities Act of 1933. In the United States, securities activities are undertaken by NatWest Markets Securities Inc., a FINRA registered broker-dealer (http://www.finra.org), a SIPC member (www.sipc.org) and a wholly owned indirect subsidiary of NatWest Markets Plc.