Dodd-Frank (“the Act”) was enacted in July 2010 and mandates significant regulatory reform across the financial services industry landscape. The primary purpose of the Dodd-Frank reform is to promote financial stability and investor protection, by improving accountability and transparency in the financial system.
The Dodd-Frank rule framework relates to U.S. counterparties only, non U.S. counterparties are exempt.
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If you have any questions relating to Dodd Frank you can email us at DFProtocol@natwestmarkets.com